Margin Policies & Risk Management

Understanding Margins

Margins are funds that clients must maintain to trade in leveraged segments such as Futures & Options and Commodities.

They serve as financial security against potential market volatility.

Key Margin Guidelines

Margins are mandatory for F&O and Commodity trading

Requirements are prescribed by SEBI and Exchanges

Margin percentages may change based on volatility

The Company reserves the right to revise margins

Risk Management Policy

Positions may be squared off if margins are insufficient

Clients are responsible for maintaining adequate balance

Real-time monitoring of margin obligations is advised

Client Responsibility

Trading in leveraged segments involves financial risk. Clients must ensure sufficient funds at all times to avoid penalties or forced liquidation.

Sri Sairam Global Securities Limited formerly known as Broking India.: Member of NSE, & MCX – SEBI Registration no.: INZ000031633 CDSL/NSDL: Depository services through Sri Sairam Global Securities Limited – SEBI Registration no.: IN-DP-431-2019 Registered Address: No 82, Sri Sai Arcade, 5th Floor, Gandhi Bazaar Main Road, Basavanagudi, Bangalore – 560004, Karnataka, India. For any complaints pertaining to securities broking please write to complaints@srisairamgroups.com, for DP related to dp@srisairamgroups.com. Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI | ICF

Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances.

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Attention investors: 1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020. 2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge. 3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.” Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non allotment the funds will remain in your bank account. As a business we don’t give stock tips, and have not authorized anyone to trade on behalf of others. If you find anyone claiming to be part of Sri Sairam Global Securities Limited and offering such services, please write to complaints@srisairamgroups.com